Friday, 22 June 2012

Design of footings


Chapter 10
Design of footings
The design of footings is covered by Section 6 of Eurocode 7 Part 1, ‘Spread
foundations’, whose contents are as follows:
§6.1 General (2 paragraphs)
§6.2 Limit states (1)
§6.3 Actions and design situations (3)
§6.4 Design and construction considerations (6)
§6.5 Ultimate limit state design (32)
§6.6 Serviceability limit state design (30)
§6.7 Foundations on rock; additional design considerations (3)
§6.8 Structural design of foundations (6)
§6.9 Preparation of the subsoil (2)
Section 6 of EN 1997-1 applies to pad, strip, and raft foundations and some
provisions may be applied to deep foundations, such as caissons.
[EN 1997-1 §6.1(1)P and (2)]
10.1 Ground investigation for footings
Annex B.3 of Eurocode 7 Part 2 provides outline guidance on the depth of
investigation points for spread foundations, as illustrated in Figure 133. (See
Chapter 4 for guidance on the spacing of investigation points.)
The recommended minimum depth of investigation, za, for spread
foundations supporting high-rise structures and civil engineering projects is
the greater of:
za ≥ 3bF and za ≥ 6m
w h e r e bF i s t h e
foundation’s breadth. For
raft foundations:
≥ 1.5 a B z b
where bB is the breadth of
the raft.
The depth za may be
reduced to 2m if the
Figure 133. Recommended depth of investigation
for spread foundations
312 Decoding Eurocode 7
†i.e. weaker strata are unlikely to occur at depth, structural weaknesses such
as faults are absent, and solution features and other voids are not expected
foundation is built on competent strata† with ‘distinct’ (i.e. known) geology.
With ‘indistinct’ geology, at least one borehole should go to at least 5m. If
bedrock is encountered, it becomes the reference level for za.
[EN 1997-2 §B.3(4)]
Greater depths of investigation may be needed for very large or highly
complex projects or where unfavourable geological conditions are
encountered. [EN 1997-2 §B.3(2)NOTE and B.3(3)]
10.2 Design situations and limit states
Figure 134 shows some of the ultimate limit states that spread foundations
must be designed to withstand. From left to right, these include: (top) loss of
stability owing to an applied moment, bearing failure, and sliding owing to
an applied horizontal action; and (bottom) structural failure of the
foundation base and combined failure in the structure and the ground.
Figure 134. Examples of ultimate limit states for footings
Design of footings 313
Eurocode 7 lists a number of things that must be considered when choosing
the depth of a spread foundation, some of which are illustrated in Figure 135.
[EN 1997-1 §6.4(1)P]
10.3 Basis of design
Eurocode 7 requires spread foundations to be designed using one of the
following methods: [EN 1997-1 §6.4(5)P]
Method Description Constraints
Direct Carry out separate analyses
for each limit state, both
ultimate (ULS) and
serviceability (SLS)
(ULS) Model envisaged
failure mechanism
(SLS) Use a serviceability
calculation
Indirect Use comparable experience
with results of field &
laboratory measurements &
observations
Choose SLS loads to
satisfy requirements of
all limit states
Prescriptive Use conventional &
conservative design rules
and specify control of
construction
Use presumed bearing
resistance
Figure 135. Design considerations for footings
314 Decoding Eurocode 7
†which also appear in BS 8004
The indirect method is used predominantly for Geotechnical Category 1
structures, where there is good local experience, ground conditions are well
known and uncomplicated, and the risks associated with potential failure or
excessive deformation of the structure are low. Indirect methods may also be
applied to higher risk structures where it is difficult to predict the structural
behaviour with sufficient accuracy from analytical solutions. In these cases,
reliance is placed on the observational method and identification of a range
potential behaviour. Depending on the observed behaviour, the final design
of the foundation can be decided. This approach ensures that the
serviceability condition is met but does not explicitly provide sufficient
reserve against ultimate conditions. It is therefore important that the limiting
design criteria for serviceability are suitably conservative.
The prescriptive method may be used for Geotechnical Category 1 structures,
where ground conditions are well known. Unlike British standard BS 8004
– which gives allowable bearing pressures for rocks, non-cohesive soils,
cohesive soils, peat and organic soils, made ground, fill, high porosity chalk,
and Keuper Marl (now called the Mercia Mudstone)1 – Eurocode 7 only
provides values of presumed bearing resistance for rock (via a series of
charts† in Annex G).
The direct method is discussed in some detail in the remainder of this chapter.
This book does not attempt to provide complete guidance on the design of
spread foundations, for which the reader should refer to any well-established
text on the subject.2
10.4 Footings subject to vertical actions
For a spread foundation subject to vertical actions, Eurocode 7 requires the
design vertical action Vd acting on the foundation to be less than or equal to
the design bearing resistance Rd of the ground beneath it:
d d [EN 1997-1 exp (6.1)] V ≤ R
Vd should include the self-weight of the foundation and any backfill on it.
This equation is merely a re-statement of the inequality:
d d E ≤ R
discussed at length in Chapter 6. Rather than work in terms of forces,
engineers more commonly consider pressures and stresses, so we will
rewrite this equation as:
Design of footings 315
qEd ≤ qRd
where qEd is the design bearing pressure on the ground (an action effect), and
qRd is the corresponding design resistance.
Figure 136 shows a
footing carrying
characteristic vertical
a c t i o n s V G k
(permanent) and VQk
(variable) imposed
on it by the
super-structure. The
characteristic selfweights
of the
footing and of the
backfill upon it are
both permanent
actions (WGk). The
following sub-sections explain how qEd and qRd are obtained from VGk, VQk,
WGk, and ground properties.
10.4.1 Effects of actions
The characteristic bearing pressure qEk shown in Figure 136 is given by:
, ( ) Gk i Qk i Gk
rep i
Ek
V V V W
q
A A
+ ψ +
= =
′ ′
Σ Σ
where Vrep is a representative vertical action; VGk, VQk, and WGk are as defined
above; A’ is the footing’s effective area (defined in Section 10.4.2); and ψi is
the combination factor applicable to the ith variable action (see Chapter 2).
If we assume that only one variable action is applied to the footing, this
equation simplifies to:
,1 ( ) Gk Qk Gk
Ek
V V W
q
A
+ +
=

since ψ = 1.0 for the leading variable action (i = 1).
The design bearing pressure qEd beneath the footing is then:
,1 ( ) d G Gk Gk Q Qk
Ed
V V W V
q
A A
γ + +γ
= =
′ ′
Σ
where γG and γQ are partial factors on permanent and variable actions,
respectively.
Figure 136. Vertical actions on a spread foundation
316 Decoding Eurocode 7
10.4.2 Eccentric loading and effective foundation area
The ability of a spread foundation to carry forces reduces dramatically when
those forces are applied eccentrically from the centre of the foundation.
To prevent contact with the ground being lost at the footing’s edges, it is
customary to keep the total action within the foundation’s ‘middle-third’. In
other words, the eccentricity of the action from the centre of the footing is
kept within the following limits:
and
B 6 L 6
e ≤ B e ≤ L
where B and L are the footing’s breadth and length, respectively; and eB and
eL are eccentricities in the direction of B and L (see Figure 137).
Eurocode 7 Part 1 requires ‘special precautions’ to be taken where:
...the eccentricity of loading exceeds 1/3 of the width of a rectangular footing
or [60%] of the radius of a circular footing. [EN 1997-1 §6.5.4(1)P]
Note that this is not the middle-third rule, but rather a ‘middle-two-thirds’
rule. We recommend that foundations continue to be designed using the
middle-third rule until the implications of Eurocode 7's more relaxed
Principle have been thoroughly tested in practice.
Bearing capacity calculations take account of eccentric loading by assuming
that the load acts at the centre of a smaller foundation, as shown in Figure
137. The shaded parts of the foundation are therefore ignored. The actual
foundation area is therefore reduced to an ‘effective area’ A’, which can be
calculated from:3
Figure 137. Effective area of spread foundation
330 Decoding Eurocode 7
Report (GDR) so that responsibilities are clearly articulated and the Client is
informed about what to do if monitoring indicates that the structure is not
performing adequately. The aims are to ensure the structure is adequately
constructed and will perform within the project’s acceptance criteria.
10.9 Summary of key points
The design of footings to Eurocode 7 involves checking that the ground has
sufficient bearing resistance to withstand vertical actions, sufficient sliding
resistance to withstand horizontal and inclined actions, and sufficient
stiffness to prevent unacceptable settlement. The first two of these guard
against ultimate limit states and the last against a serviceability limit state.
Verification of ultimate limit states is demonstrated by satisfying the
inequalities:
d d and V ≤ R d d pd H ≤ R + R
(where the symbols are defined in Section 10.3). These equations are merely
specific forms of:
d d E ≤ R
which is discussed at length in Chapter 6.
Verification of serviceability limit states (SLSs) is demonstrated by satisfying
the inequality:
Ed 0 1 2 Cd s = s + s + s ≤ s
(where the symbols are defined in Section 10.6). This equation is merely a
specific form of:
d d E ≤ C
which is discussed at length in Chapter 8. Alternatively, SLSs may be verified
by satisfying:
,
k
k
R SLS
E R
γ

where the partial factor γR,SLS $ 3.
10.10 Worked examples
The worked examples in this chapter consider the design of a pad footing on
dry sand (Example 10.1); the same footing but eccentrically loaded (Example
10.2); a strip footing on clay (Example 10.3); and, for the same footing,
verification of the serviceability limit state (Example 10.4).
Specific parts of the calculations are marked Ø, Ù, Ú, etc., where the numbers
refer to the notes that accompany each example.
Design of footings 331
10.10.1 Pad footing on dry sand
Example 10.1 considers the
design of a simple
rectangular spread footing
on dry sand, as shown in
Figure 141. It adopts the
calculation method given in
Annex D of EN 1997-1.
In this example it is
assumed that ground
surface is at the top of the
footing, i.e. the base of the
footing is 0.5m below ground level.
The loading is applied centrally to the footing and therefore eccentricity can
be ignored. Ground water is also not considered. The example concentrates
on the application of the partial factors under the simplest of conditions. In
reality, the assessment of a footing would need to consider a number of other
situations before a design may be finalized.
Notes on Example 10.1
Ø In order to concentrate on the EC7 rather than the geotechnical related
issues a relatively simple problem has been selected which excludes the
effects of groundwater.
Ù The formulas for bearing capacity factors and shape factors are those given
in Annex D. Other formulas could be used where they are thought to give a
better theoretical/practical model for the design situation being considered.
Ú The suggested method in Annex D does not include depth factors which
are present in other formulations of the extended bearing capacity formula
(e.g. Brinch Hansen or Vesic). There has been concern in using these depth
factors as their influence can be significant and the reliance on the additional
capacity provided by its inclusion is not conservative.
Û For Design Approach 1, DA1-2 is critical with a utilization factor of 97%
implying that the requirements of the code are only just met.
Ü For Design Approach 2 the uncertainty in the calculation is covered
through partial factors on the actions and an overall factor on the calculated
resistance.
Figure 141. Pad footing on dry sand
332 Decoding Eurocode 7
Ý The calculated utilization factor is 75% which would indicate that
according to DA2 the footing is potentially over-designed.
Þ Design Approach 3 applies partial factors to both actions and material
properties at the same time.
ß The resultant utilization factor is 123% thus the DA3 calculation suggests
the design is unsafe and re-design would be required.
The three Design Approaches give different assessments of the suitability of
the proposed foundation for the design loading. Of the three approaches,
DA1 suggests the footing is only just satisfactory whilst DA3 suggests
redesign would be required and DA2 may indicate that the footing is
overdesigned!
Which approach is the most appropriate cannot be determined although
DA3 would appear unnecessarily conservative by providing significant
partial factors on both actions and material properties.
Example 10.1
Pad footing on dry sand
Verification of strength (limit state GEO)
Design situation
Consider a rectangular pad footing of length L = 2.5m, breadth B = 1.5m, and
depth d = 0.5m, which is required to carry an imposed permanent action
VGk = 800kN and an imposed variable action VQk = 450kN, both of which
are applied at the centre of the foundation. The footing is founded on dry
sand􀁮 with characteristic angle of shearing resistance φk = 35°, effective
cohesion c'k = 0kPa, and weight density γk 18
kN
m3
= . The weight density of
the reinforced concrete is γck 25
kN
m3
= (as per EN 1991-1-1 Table A.1).
Design Approach 1
Actions and effects
Characteristic self-weight of footing is WGk = γck × L × B × d = 46.9 kN
Partial factors from sets A1 and A2: γG
1.35
1
⎛⎜⎝
⎞⎟⎠
= and γQ
1.5
1.3
⎛⎜⎝
⎞⎟⎠
=
Design vertical action: Vd γG× (WGk + VGk) + γQ× VQk
1818.3
1431.9
⎛⎜⎝
⎞⎟⎠
= = kN
Area of base: Ab L × B 3.75m2 = =
Design bearing pressure: qEd
Vd
Ab
484.9
381.8
⎛⎜⎝

⎟⎠
= = kPa
Material properties and resistance
Partial factors from sets M1 and M2: γφ
1
1.25
⎛⎜⎝
⎞⎟⎠
= and γc
1
1.25
⎛⎜⎝
⎞⎟⎠
=
Design angle of shearing resistance is φd tan − 1
tan(φk)
γφ
⎛⎜⎜⎝
⎞⎟⎟⎠
35
29.3
⎛⎜⎝

⎟⎠
= = °
Design cohesion is c'd
c'k
γc
0
0
⎛⎜⎝

⎟⎠
= = kPa
Bearing capacity factors
For overburden: Nq e
(π×tan(φd))
tan 45°
φd
2
+
⎛⎜⎜⎝
⎞⎟⎟⎠
⎛⎜⎜⎝
⎞⎟⎟⎠
2
×
⎡⎢⎢⎣
⎤⎥⎥⎦
⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯→
33.3
16.9
⎛⎜⎝

⎟⎠
= =
For cohesion: Nc Nq 1 − ( ) cot φd ( ) × ⎡⎣
⎤⎦
⎯⎯⎯⎯⎯⎯⎯⎯⎯→ 46.1
28.4
⎛⎜⎝

⎟⎠
= =
For self-weight: Nγ 2 Nq 1 − ( ) tan φd ( ) × ⎡⎣
⎤⎦
⎯⎯⎯⎯⎯⎯⎯⎯⎯→ 45.2
17.8
⎛⎜⎝

⎟⎠
= = 􀁯
Shape factors
For overburden: sq 1
B
L
⎛⎜⎝

⎟⎠
+ × sin(φd)
⎡⎢⎣

⎥⎦
⎯⎯⎯⎯⎯⎯⎯⎯→
1.34
1.29
⎛⎜⎝
⎞⎟⎠
= =
For cohesion: sc
(sq × Nq − 1)
Nq − 1
⎯⎯⎯⎯⎯→⎯
1.35
1.31
⎛⎜⎝
⎞⎟⎠
= =
For self-weight: sγ 1 0.3
B
L
⎛⎜⎝

⎟⎠
= − × = 0.82 􀁰
Bearing resistance
Overburden at foundation base is σ'vk,b = γk× d = 9kPa
Partial factors from set R1: γRv
1.0
1.0
⎛⎜⎝

⎟⎠
=
From overburden qult1
(Nq × sq × σ'vk,b) ⎯⎯⎯⎯⎯⎯⎯⎯→ 402.8
196.9
⎛⎜⎝ ⎞⎟⎠
= = kPa
From cohesion qult2
(Nc × sc × c'd) ⎯⎯⎯⎯⎯⎯→ 0
0
⎛⎜⎝ ⎞⎟⎠
= = kPa
From self-weight qult3
Nγ sγ × × γk
B
2
×
⎛⎜⎝

⎟⎠
⎯⎯⎯⎯⎯⎯⎯⎯→
500.7
197.5
⎛⎜⎝

⎟⎠
= = kPa
Total resistance qult
1
3
i
qulti
⎯→⎯ Σ=
903.5
394.4
⎛⎜⎝

⎟⎠
= = kPa
Design resistance is qRd
qult
γRv
903.5
394.4
⎛⎜⎝

⎟⎠
= = kPa
Verification of bearing resistance
Utilization factor ΛGEO,1
qEd
qRd
54
97
⎛⎜⎝

⎟⎠
= = %􀁱
Design is unacceptable if utilization factor is > 100%
Design Approach 2
Actions and effects
Partial factors from set A1: γG = 1.35 and γQ = 1.5
Design action is Vd = γG× (WGk + VGk) + γQ× VQk = 1818.3 kN
Design bearing pressure is qEd
Vd
Ab
= = 484.9kPa
Material properties and resistance
Partial factors from set M1: γφ = 1.0 and γc = 1.0
Design angle of shearing resistance is φd tan − 1
tan(φk)
γφ
⎛⎜⎜⎝
⎞⎟⎟⎠
= = 35 °
Design cohesion is c'd
c'k
γc
= = 0kPa
Bearing capacity factors
For overburden: Nq e
(π×tan(φd))
tan 45°
φd
2
+
⎛⎜⎜⎝
⎞⎟⎟⎠
⎛⎜⎜⎝
⎞⎟⎟⎠
2
= = 33.3
For cohesion: Nc = (Nq − 1) × cot(φd) = 46.1
For self-weight: Nγ = 2(Nq − 1) × tan(φd) = 45.2
Shape factors
For overburden: sq 1
B
L
⎛⎜⎝ ⎞⎟⎠
= + × sin(φd) = 1.34
For cohesion: sc
sq × Nq − 1
Nq − 1
= = 1.35
For self-weight: sγ 1 0.3
B
L
⎛⎜⎝

⎟⎠
= − × = 0.82
Bearing resistance
Partial factor from set R2: γRv = 1.4 􀁲
From overburden qult1
= Nq × sq × σ'vk,b = 402.8kPa
From cohesion qult2
= Nc × sc × c'd = 0kPa
From self-weight qult3
Nγ sγ × × γk
B
2
= × = 500.7kPa
Total resistance qult =Σqult = 903.5kPa
Design resistance is qRd
qult
γRv
= = 645.3kPa
Verification of bearing resistance
Utilization factor ΛGEO,2
qEd
qRd
= = 75%􀁳
Design is unacceptable if utilization factor is > 100%
Design Approach 3
Actions and effects
Partial factors on structural actions from set A1: γG = 1.35 and γQ = 1.5
Design vertical action Vd = γG× (WGk + VGk) + γQ× VQk = 1818.3 kN
Design bearing pressure qEd
Vd
Ab
= = 484.9kPa
Material properties and resistance
Partial factors from set M1: γφ = 1.25 and γc = 1.25 􀁴
Design angle of shearing resistance is φd tan − 1
tan(φk)
γφ
⎛⎜⎜⎝
⎞⎟⎟⎠
= = 29.3 °
Design cohesion is c'd
c'k
γc
= = 0kPa
Bearing capacity factors
For overburden: Nq e
(π×tan(φd))
tan 45°
φd
2
+
⎛⎜⎜⎝
⎞⎟⎟⎠
⎛⎜⎜⎝
⎞⎟⎟⎠
2
= × = 16.9
For cohesion: Nc = (Nq − 1) × cot(φd) = 28.4
For self-weight: Nγ = 2(Nq − 1) × tan(φd) = 17.8
Shape factors
For overburden: sq 1
B
L
⎛⎜⎝
⎞⎟⎠
= + × sin(φd) = 1.29
For cohesion: sc
sq × Nq − 1
Nq − 1
= = 1.31
For self-weight: sγ 1 0.3
B
L
⎛⎜⎝

⎟⎠
= − × = 0.82
Bearing resistance
Partial factor from set R2: γRv = 1
From overburden qult1
= Nq × sq × σ'vk,b = 196.9kPa
From cohesion qult2
= Nc × sc × c'd = 0kPa
From self-weight qult3
Nγ sγ × × γk
B
2
= × = 197.5kPa
Total resistance qult =Σqult = 394.4kPa
Design resistance qRd
qult
γRv
= = 394.4kPa
Verification of bearing resistance
Utilization factor ΛGEO,3
qEd
qRd
= = 123%􀁵
Design is unacceptable if utilization factor is > 100%

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